Products
-
The Fiduciary Era Of Life Insurance, Steven Zeiger
CourseThe fiduciary era of life insurance began on February 1st, 2020, when NYS DFS Reg 187, the Suitability and Best Interests in Life Insurance and Annuity Transactions, became effective. Limit liability exposure in fulfilling your fiduciary obligations.
-
Performance Advertising For IARs
CourseEthics IAR CE credit on using investment performance in advertising and market; tips and traps.
-
Supreme Court Rejects Key SEC Enforcement Method
CourseA Supreme Court ruling against the SEC's administrative enforcement system is a game-changer. Jeffrey Plotkin, J.D., explains how it weakens SEC’s ability to impose civil penalties in-house, forcing fraud cases to federal court. Ethics IAR CE credit