Products
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Practical ChatGPT Skills For Advisors For Ethics IAR CE
Course5.0 average rating (2 reviews)You don't just learn 10 powerful automations for using ChatGPT in client communications but you also learn the ethical considerations.
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Best CE On Client Personality & Compatibility
CourseBest CE to decode investor behavior and client compatibility. Ethics IAR CE. A 4.9-star rating and rave reviews.
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Ethics IAR CE On Self-Directed IRAs On-Demand
Course5.0 average rating (2 reviews)IAR CE training in the knowledge to guide clients ethically on self-directed IRA alternative investments — a fraud-ridden, highly technical specialty where IAR CE adds huge value to clients.
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The Fiduciary Era Of Life Insurance, Steven Zeiger
CourseThe fiduciary era of life insurance began on February 1st, 2020, when NYS DFS Reg 187, the Suitability and Best Interests in Life Insurance and Annuity Transactions, became effective. Limit liability exposure in fulfilling your fiduciary obligations.
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Performance Advertising For IARs
CourseEthics IAR CE credit on using investment performance in advertising and market; tips and traps.
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Supreme Court Rejects Key SEC Enforcement Method
CourseA Supreme Court ruling against the SEC's administrative enforcement system is a game-changer. Jeffrey Plotkin, J.D., explains how it weakens SEC’s ability to impose civil penalties in-house, forcing fraud cases to federal court. Ethics IAR CE credit