RIA Regulatory Landscape Update Live 3Q2026 CE CPE
Crypto, private debt investment, ending quarterly disclosure requirements on public companies, and the effects of widening gaps in regulatory power. Live Ethics CE/CPE for investment fiduciaries.
| Organization | Status | Course ID |
|---|---|---|
| CFP Board | To Be Submitted |
|
| IWI / CIMA | To Be Submitted |
|
| NASAA | Submitted |
|
| NASBA | To Be Submitted |
Thursday, July 23, 2026, 4 p.m. ET
Updated July 16, 2026
Extraordinary changes are under way to financial regulation, market structure, required disclosures by public companies, cryptocurrency, private markets, and regulatory authority at the same time as the sudden acceleration of knowledge from artificial intelligence.
What's changed? What 's proposed? And what does it mean for investment fiduciaries?
Tyler Gellasch of Healthy Markets Association is just the right person to explain it all at this live webinar.
Tyler Gellasch helped develop and draft key provisions of the Dodd-Frank Act, including the Volcker Rule and provisions regulating derivatives and swaps. He later worked on implementing those reforms as counsel to SEC Commissioner Kara Stein. To promote transparent, fair and efficient capital markets, he co-founded the Health Markets Association in 2015.
At this class you learn to:
· Explain how crisis-driven protections emerge and erode during deregulatory cycles.
· Rank emerging regulatory risks by timing, reach, and potential investor harm.
· Evaluate how reduced reporting and remedies impair fiduciary due diligence.
· Assess tokenized securities’ ownership, custody, oversight, and investor protections.
· Compare stablecoins with bank deposits, including reserves, redemption, and insolvency.
· Detect leverage, concentration, manipulation, and jurisdictional gaps in opaque markets.
· Evaluate private-credit and retirement-vehicle risks throughout the financial system.
· Analyze fragmented trading, weakened order protection, and best-execution risks.
· Assess how political control and jurisdictional gaps weaken investor protection.
· Strengthen fiduciary controls for products affected by rapidly changing regulation.
Mr. Gellasch examines whether reduced public-company reporting, weaker investor remedies, private-credit opacity, tokenized securities, stablecoins, leveraged and decentralized trading, prediction markets, changing state and federal jurisdiction, and challenges to regulatory independence could combine into a larger threat.
A week before the class, we sent Mr. Gellasch 20 questions so he can explain the facts, identify the evidence, rank the risks, address competing arguments, and tell advisers what should change in their fiduciary practices if his concerns are right.
Learners receive a practical framework for distinguishing financial innovation from the removal of investor protections—and for recognizing when missing transparency, oversight, or remedies should cause a fiduciary to investigate further or decline a recommendation.
Fritz Meyer’s presentations consist of about 50 charts and tables monthly. The transcribed slides from Fritz Meyer's CE/CPE webinars on A4A explain the latest financial economic data driving corporate earnings and can be branded with your logo.
$199.99 / 3 months