CE Status

Organization Status Course ID
CFP Board To Be Submitted

IWI / CIMA To Be Submitted 

NASAA Submitted

NASBA To Be Submitted

Approved – Course has been fully approved
Pending Review – Submitted and awaiting review
– Not yet submitted
Not Approved – Course is not approved for CE

LIVE IAR CE; CFP, CPA, CIMA, CPWA, RMA Credit

Thursday, July 23, 2026, 4 p.m. ET

Updated July 16, 2026 

Extraordinary changes are under way to financial regulation, market structure, required disclosures by public companies, cryptocurrency, private markets, and regulatory authority at the same time as the sudden acceleration of knowledge from artificial intelligence. 

What's changed? What 's proposed? And what does it mean for investment fiduciaries? 

Tyler Gellasch of Healthy Markets Association is just the right person to explain it all at this live webinar. 

Tyler Gellasch helped develop and draft key provisions of the Dodd-Frank Act, including the Volcker Rule and provisions regulating derivatives and swaps. He later worked on implementing those reforms as counsel to SEC Commissioner Kara Stein. To promote transparent, fair and efficient capital markets, he co-founded the Health Markets Association in 2015. 

At this class you learn to:

·  Explain how crisis-driven protections emerge and erode during deregulatory cycles.

·  Rank emerging regulatory risks by timing, reach, and potential investor harm.

·  Evaluate how reduced reporting and remedies impair fiduciary due diligence.

·  Assess tokenized securities’ ownership, custody, oversight, and investor protections.

·  Compare stablecoins with bank deposits, including reserves, redemption, and insolvency.

·  Detect leverage, concentration, manipulation, and jurisdictional gaps in opaque markets.

·  Evaluate private-credit and retirement-vehicle risks throughout the financial system.

·  Analyze fragmented trading, weakened order protection, and best-execution risks.

·  Assess how political control and jurisdictional gaps weaken investor protection.

·  Strengthen fiduciary controls for products affected by rapidly changing regulation.

Mr. Gellasch examines whether reduced public-company reporting, weaker investor remedies, private-credit opacity, tokenized securities, stablecoins, leveraged and decentralized trading, prediction markets, changing state and federal jurisdiction, and challenges to regulatory independence could combine into a larger threat.

A week before the class, we sent Mr. Gellasch 20 questions so he can explain the facts, identify the evidence, rank the risks, address competing arguments, and tell advisers what should change in their fiduciary practices if his concerns are right.

Learners receive a practical framework for distinguishing financial innovation from the removal of investor protections—and for recognizing when missing transparency, oversight, or remedies should cause a fiduciary to investigate further or decline a recommendation.

Instructor(s)

Tyler Gellasch

Tyler Gellasch is the President and CEO of the Healthy Markets Association, an investor-focused not-for-profit focused on increasing transparency and reducing conflicts of interest in the capital markets. Prior to launching Healthy Markets in 2015, Gellasch served as Counsel in the US Senate, where he helped draft key provisions to the Dodd-Frank Act and other financial laws. Gellasch's public service also included serving as Counsel to SEC Commissioner Kara M. Stein. In private practice, Gellasch has served as a general counsel of a boutique investment bank, as well as associate at Mayer Brown LLP and Morgan, Lewis & Bockius, LLP. Gellasch is also a Founder of Myrtle Makena, LLC, a consulting firm, where he advises for-profit entities and not-for-profit organizations on capital markets policy. Gellasch received his undergraduate degree from Case Western Reserve University. Both his juris doctor and master's degree in economics were awarded by Duke University.