Los Angeles advisory firm Westmount Asset Management has joined the list of RIA firms accepting capital from private equity funds in order to expand their business and give management more equity in their own company.
Your firm is unique. You want to hire unique people. So why do so many recruiting platforms force everyone they work with into a cookie-cutter approach?
Now that the sale of his 55% stake in the broker-dealer he founded, Investors Capital Holdings, is done, Ted Charles is retiring. Think of this as a high-end succession plan, not a distressed sale.
Even if every firm out there had the money to scale up, there may not be enough talent out there for everyone -- at any price. That’s an opportunity and a challenge.
Regulatory compliance and advertising review services.
You'll be emailed a discount coupon for $30 off the CFP® Ethics Class after signing up for A4A's $60 quarterly membership, featuring Fritz Meyer, Bob Keebler, and Craig Israelsen.