Webinars

Event

Category:: Advisors Going Independent Webinar Series
Title:: Evaluating RIA Business Models
Presenter:: Chris Winn
Company:: AdvisorAssist
When:: January 21, 2010 4:00 PM EST
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CE Credit:: No
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Description

For advisors going independent, choosing the right business model is crucial.

Should you join an existing RIA or start your own?
Should you affiliate with a broker/dealer and use the B/D’s RIA?
Are you the relationship manager or the portfolio manager?
Can you register your new RIA while you’re still an employee at a brokerage?

At this free webinar, you’ll receive guidance on these key issues and other important decisions you must make when going independent.

Speaker:
Chris Winn, a co-founder of AdvisorAssist™, who has 17 years of experience in regulatory compliance and has supported the startup and growth of hundreds of independent advisory firms and registered reps.

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Average user rating from: 33 user(s)

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Rating:

4.4

Excellent Presentation

0 of 0 people found the following review helpful

Mr. Winn's tree-top view of the crucial considerations for breaking away to form an RIA was enlightening. I am sure that even established RIA's will find the points covered in this presentation worthy of review.

Those in your network looking at making the move from B/D to independent RIA will benefit greatly from Mr. Winn's experience and expertise.

Rating:

5.0

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