Despite weeks of speculation that the Republican majority in the House of Representatives would gut Dodd-Frank, their new budget plan only repeals the provisions that mandate "permanent bailouts" and keeps the rest.
A substantial bloc of Republican Senators have sponsored a bill that aims to roll back Dodd-Frank regulations before they really ramp up, but the explanations given could benefit from some fine-tuning.
As the joke goes, the days when the SEC was exclusively the plaintiff are truly over. The regulator has been notified that former clients of billionaire money manager Allen Stanford have sued for negligence and misconduct.
Boston advisory business benchmarking firm Dalbar has gotten in front of the regulatory curve by coming out with a fiduciary certification program designed to fend off the prospect of stricter rules ahead.
Regulatory compliance and advertising review services.
You'll be emailed a discount coupon for $30 off the CFP® Ethics Class after signing up for A4A's $60 quarterly membership, featuring Fritz Meyer, Bob Keebler, and Craig Israelsen.